지원사업
학술연구/단체지원/교육 등 연구자 활동을 지속하도록 DBpia가 지원하고 있어요.
커뮤니티
연구자들이 자신의 연구와 전문성을 널리 알리고, 새로운 협력의 기회를 만들 수 있는 네트워킹 공간이에요.
초록· 키워드
오류제보하기
In our country, often, the event article is recorded in newspaper or broadcasting about the financial transactions by the manipulation. The manipulation interferes in the current price of the financial investment goods and in order it fabricates a price and the others to transact business at that price, it is an act which it lures. But the common people are difficult it understands that entity. Also they forget easily.
The manipulation is one type of unfair trade act such as inside trade, empty sale, fraud act. The damage misfortune is astronomical. But the common people do not know because the expert knowledge is necessary. And they do not think that it is illegal and it put on a damage. The manipulation is increasing on a large scale. The reasons are increase small-scale listed corporation in 1980's middle after that, increases take over bid (TOB) and M&A in 1990's, eat of stock market and benefit rate competition between agency and fund manager in 2000's.
The Securities and Exchange Act 1962, the manipulation was prohibit it by the provision 105. After that, the provision were movement here and there. To recently, it was in the Securities and Exchange Act 188.4 and the responsibility of the compensation for damage was 188.5. But last on July 3. 2007, an extra session of the National Assembly passed the bill of enacted the Capital Market and Financial Investment Business Act. From February 4. 2009, it was enforced. Those provisions are moved 176 and 177 to that Act. With this, the new manipulation provision came to make it which connects the spots and the futures.
In that Act, the person who violates a law, responsibility of compensation for damage(provision 177). And penal servitude below 10 years, or Penalty below 500,000,000 won(provision 443①).
It treats the facts lower part from this dissertation. Why it regulates the manipulation. And it treat the subject and object of that act, formation important matter of act, burden of proof, exception permission, claim for compensation, Calculation of damage misfortune, problem of punishment.
The manipulation is one type of unfair trade act such as inside trade, empty sale, fraud act. The damage misfortune is astronomical. But the common people do not know because the expert knowledge is necessary. And they do not think that it is illegal and it put on a damage. The manipulation is increasing on a large scale. The reasons are increase small-scale listed corporation in 1980's middle after that, increases take over bid (TOB) and M&A in 1990's, eat of stock market and benefit rate competition between agency and fund manager in 2000's.
The Securities and Exchange Act 1962, the manipulation was prohibit it by the provision 105. After that, the provision were movement here and there. To recently, it was in the Securities and Exchange Act 188.4 and the responsibility of the compensation for damage was 188.5. But last on July 3. 2007, an extra session of the National Assembly passed the bill of enacted the Capital Market and Financial Investment Business Act. From February 4. 2009, it was enforced. Those provisions are moved 176 and 177 to that Act. With this, the new manipulation provision came to make it which connects the spots and the futures.
In that Act, the person who violates a law, responsibility of compensation for damage(provision 177). And penal servitude below 10 years, or Penalty below 500,000,000 won(provision 443①).
It treats the facts lower part from this dissertation. Why it regulates the manipulation. And it treat the subject and object of that act, formation important matter of act, burden of proof, exception permission, claim for compensation, Calculation of damage misfortune, problem of punishment.
#시세조종행위
#자본시장통합법
#위장매매
#통정매매
#가장매매
#매매유인
#정상주가
#조작주가
#안정조작
#금융투자상품
#Manipulation
#Capital Market and Financial Investment Business Act
#Fictitious Transaction
#Matched Order
#Wash Sales
#Inducement Trade
#Normal Price
#Abnormal Price by the Manipulation
#Stabilization Manipulation
#Inancial Investment Goods
목차
Ⅰ. 서언
Ⅱ. 시세조종행위의 의의와 규제의 이유
Ⅲ. 시세조종행위의 주체와 대상
Ⅳ. 시세조종행위의 금지유형과 요건
Ⅴ. 시세조종행위의 예외적 허용
Ⅵ. 맺는말
참고문헌
Abstract
참고문헌 (36)
참고문헌 신청
함께 읽어보면 좋을 논문
논문 유사도에 따라 DBpia 가 추천하는 논문입니다. 함께 보면 좋을 연관 논문을 확인해보세요!
-
상품선물 시세조종에 대한 규제 : 현ㆍ선 연계 시세조종을 중심으로
한양법학
2010 .02
-
독일의 시장조작형법
형사법연구
2016 .01
-
업체탐방-(주)ACTS
프린팅코리아
2002 .01
-
跨市场操纵“穿透式”法律规制论
중국법연구
2018 .01
-
중국금융시장 연계 시세조종행위에 관한 법적 연구
중국법연구
2018 .01
-
시세조종의 구성요건인 ‘변동거래’와 ‘유인목적’ : 서울중앙지방법원 2011.1.28. 선고 2010고합11판결을 중심으로
증권법연구
2011 .09
-
현실매매에 의한 시세조종행위의 성립요건에 관한 고찰 : 서울중앙지방법원 2011.1.28. 선고 2010고합11판결을 중심으로
증권법연구
2011 .09
-
연계시세조종 행위에 대한 규제 : 도이치은행 사례를 중심으로
한국증권학회지
2017 .02
-
Students’ Salivary Cortisol level and Emotional intensity vary by teacher’s teaching style in Secondary School Science Class
한국과학교육학회지
2009 .01
-
일본 금융상품거래법의 주요 내용과 자본시장통합법의 과제
기업법연구
2008 .12
-
자본시장법상의 금융소비자 보호
기업법연구
2010 .09
-
'자본시장과 금융투자업에 관한 법률'에서의 불공정거래행위 규제 - 내용과 한계
홍익법학
2007 .01
-
자본시장 통합법(안)상의 투자자 보호
기업법연구
2007 .06
-
종가단일가에 기초한 파생상품 정산과 시세조종 유인에 대한 고찰
선물연구
2015 .01
-
자본시장법상 과징금제도 확대도입 방안에 관한 연구
경영법률
2015 .01
-
자본시장법상 파생상품 시세조종행위의 ‘목적’ 요건에 관한 고찰
법학연구
2018 .05
-
회계조작 가능성의 검증
산업경제연구
2005 .06
이 논문의 저자 정보
이 논문과 함께 이용한 논문
주가조작 관련규제에 대한 고찰 : 주가조작에 대한 규제의 본질
강영기
강원법학
2013
.06
자본시장법 제178조의 '부정거래'에 관한 연구 : 대법원 2011.10.27. 선고 2011도8109판결을 중심으로
박임출
증권법연구
2013
.08
현실매매에 의한 시세조종행위의 성립요건에 관한 고찰 : 서울중앙지방법원 2011.1.28. 선고 2010고합11판결을 중심으로
남궁주현
증권법연구
2011
.09
상품선물 시세조종에 대한 규제 : 현ㆍ선 연계 시세조종을 중심으로
최성근
한양법학
2010
.02
시세조종행위의 형법적 문제에 관한 연구
임철희
형사정책연구원 연구총서
2002
.12
최근 본 자료
댓글(0)
0
UCI(KEPA) : I410-ECN-0101-2013-360-000498702