메뉴 건너뛰기
.. 내서재 .. 알림
소속 기관/학교 인증
인증하면 논문, 학술자료 등을  무료로 열람할 수 있어요.
한국대학교, 누리자동차, 시립도서관 등 나의 기관을 확인해보세요
(국내 대학 90% 이상 구독 중)
로그인 회원가입 고객센터 ENG
주제분류
인문학
인문학 일반 역사학 철학 종교학 어문학 기타 인문학
사회과학
사회과학 일반 경영학 관광학 교육학 군사학 문헌정보학 법학 사회학 신문방송학 심리과학 정치외교학 지리학 행정학 경제학 무역학 인류학 기타 사회과학
자연과학
자연과학 일반 물리학 생물학 생활과학 수학·통계학 천문학 지구과학 화학 기타 자연과학
공학
공학 일반 건축공학 기계공학 산업공학 재료·에너지공학 전기전자공학 조선해양공학 화학공학 컴퓨터학 기타공학
의약학
의학 일반 간호학 수의학 약학 한의학 기초의학 임상의학 기타 의약학
농수해양학
농수해양학 일반 농학 수산학 식품과학 임학 축산학 해상운송학 기타 농수해양학
예술체육학
예술 일반 디자인 미술 미용 사진 음악학 의상 체육 공연매체예술 기타 예술체육학
복합학
학제간연구 과학기술학 뇌인지과학 기술정책 기타 복합학

ENG

추천
검색

논문 기본 정보

자료유형
학술저널
저자정보
저널정보
한국경영법률학회 경영법률 경영법률 제25권 제3호
발행연도
2015.1
수록면
283 - 314 (32page)

이용수

표지
📌
연구주제
📖
연구배경
🔬
연구방법
🏆
연구결과
AI에게 요청하기
추천
검색

초록· 키워드

오류제보하기
The financial crisis originated from the United States in 2007 hit the whole world and is still going on. In particular, Portugal, Ireland, Italy, Greece and Spain (hereinafter PIIGS) are the weakest drawbacks of such a crisis. On the other hand, France are relatively strong state in European Union (hereinafter EU). In this sense, the author reviews the French regulation over financial investment business and takes several lessons from it. The lessons for the Korean legal system are as follows: First, Korea and France have their definitions of financial investment activities in substantive enactment. Second, Korea and France do not have any express provision for the purpose or principle of the regulation and (or) supervision against their financial investment activities. Third, single financial authority controls over the financial investment business in Korea while the ACP and AMF supervise financial investment companies in France. Fourth, Korea has preliminary authorization for the financial investment business but France do not. Fifth, even if Korea has different approval processes to deal with electronic money depending upon financial institutions, such as banks, financial investment companies and insurance companies, France do not any other dis- crepancies among financial institutions (or financial companies). Sixth, the amount of minimum capital for financial investment companies in Korea is far more than that of minimum capital for financial investment companies in France. Seventh, there are the board of directors (unitary system) and management board and supervisory board (dual system) in France and whether which system is selected is up to companies. Similarly to such the French legal system, there is also the board of directors (unitary system) and monitoring board and executive officer (dual system) in Korea. Eighth, France has to consider the balance of the representation between men and women in the board of directors or management board and supervisory board. On the other hand, Korea does not. Ninth, recently, the Korean government is trying to separate compulsorily the offices of the chairman of the board of directors and chief executive officer (CEO). However, the French financial companies have an option about whether which the separation or the aggregation between such offices is chosen. Tenth, the French regulation of concurrent offices in financial investment companies imposes on the number of time to be a director. However, the Korean supervision against concurrent offices in financial investment companies does on the nature of the office concerned to be a director. Eleventh, all the members of the board of directors’ audit committee must be professional in accounting or financial field in France while just one is required to be an accounting or financial expert in Korea. Twelfth, there are the internal control system and compliance function in Korea and France. However, the Korean legislation provides that the compliance officer is charged with the task of such a compliance function while the French legislation does not. Thirteenth, there is a prompt corrective action over financial investment companies in Korea, not France. However, there is still an exceptional suspension in Korea. Fourteenth, the Korean legal system for the cooperation between financial regulators or a financial regulator and another domestic regulators is disappointing compared to the French cooperative system. For the last time, the Korean legal system needs to consider the international trends in the financial investment activity regulation and has to be interlocked with the international standards.
#금융투자업 #금융감독기관 #금융투자업의 개념 #규제 및 감독의 원칙 #인가 #재무건전성 #지배구조 #정보공개 #공조 #financial investment activity #financial regulator #definition of financial investment activity #regulatory & #amp # supervisory principle #authorization #financial soundness #corporate governance #information disclosure #cooperation

목차

등록된 정보가 없습니다.

참고문헌 (17)

참고문헌 신청
/ / AMF General Regulation google schola / / French Corporate Governance Code / Corporate Governance Code of Listed Corporations google schola ACPR / / Home > ACPR > About the ACPR google schola AMF / / Participants & products▶Financial services providers & Crowdfunding▶Investment services providers google schola AMF / / The AMF▶Duties & powers▶Who we are google schola

함께 읽어보면 좋을 논문

논문 유사도에 따라 DBpia 가 추천하는 논문입니다. 함께 보면 좋을 연관 논문을 확인해보세요!

이 논문의 저자 정보

최근 본 자료

전체보기

댓글(0)

0