지원사업
학술연구/단체지원/교육 등 연구자 활동을 지속하도록 DBpia가 지원하고 있어요.
커뮤니티
연구자들이 자신의 연구와 전문성을 널리 알리고, 새로운 협력의 기회를 만들 수 있는 네트워킹 공간이에요.
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초록· 키워드
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Compliance control and compliance officer system was revised on April 14, 2011 and has been enforcedsince April 15, 2012. According to the new commercial law, many companies have argued there are currentlyaudit function already in place which overlap with compliance control, compliance officer system, and that theimplementation of the new systems increases the economic burden on the relevant companies.
The purpose of this thesis is to find out the problems to be improved for raising effectiveness by searchingcompliance officer system in commercial law and to search the solution. This thesis suggests some ways howthis system operates effectively.
First, compliance control and compliance officer system should be introduced to the listed companiesfollowed their scales. Second, it gives the company which adopt this system and reasonably design, implement,and enforce a positive incentive. Third, the range of compliance offer is not determined on law. I suggest thatthe requirement person who has sufficient knowledge and experience. And also, voluntary participation ofcompanies which are not included the mandatory company can be expected.
In conclusion, I think that the continuous study is needed to minimize the problems about compliance officersystem through more review by preparing to the revision of commercial law.
목차
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참고문헌 (35)
참고문헌 신청
/ 1998 / The Combined Code : Principles of Good Governance and Code of Best Practice
/ 2014 / 상장사 ‘준법지원인제’로 혼란 / 매일경제
COSO / 2004 / Enterprise Risk Management-Intergrated Framework-Executive Summary
COSO / 2013 / Internal Control -Intergrated Framwork, Executive Summary
Committee of Sponsoring Organizations of the Treadway Commission / 1994 / Internal Control-Integrated Framwork
/ 2014 / 상장사 ‘준법지원인제’로 혼란 / 매일경제
COSO / 2004 / Enterprise Risk Management-Intergrated Framework-Executive Summary
COSO / 2013 / Internal Control -Intergrated Framwork, Executive Summary
Committee of Sponsoring Organizations of the Treadway Commission / 1994 / Internal Control-Integrated Framwork
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