지원사업
학술연구/단체지원/교육 등 연구자 활동을 지속하도록 DBpia가 지원하고 있어요.
커뮤니티
연구자들이 자신의 연구와 전문성을 널리 알리고, 새로운 협력의 기회를 만들 수 있는 네트워킹 공간이에요.
초록· 키워드
오류제보하기
The definition of an Investment Company is very broad. US Investment Company Act(here after ICA) contains three definitions of investment company-face amount certificate companies, unit investment trust, manage- ment companies(Mutual funds), and all types must be an "issuer". ICA requires all investment companies to register pursuant to ICA to protect investors if they are not falling in exceptions. Including this registration ICA provides that an investment company should give their investors all the necessary informations through disclosure document(ex. prospectus). Different from any other Business Company, Investment Company has many stricter regulations. For example, Investment Company must have a board of directors as any other business companies however at least 40% of board members must be disinterested directors. Also ICA does not vest in the board of directors the authority to approve a conflict of interest transactions. In US the most popular type of Investment Company is mutual funds but in Korea the investment trust because the former spends a lot of money to maintain the vehicle-the company. If we want to use Investment Company as a investment funds form more widely in Korea, we need to reference to more research about ICA in USA. Especially SEC has many various regulation methods including civil and criminal power to protect investors. So I think we must discuss how many powers should be vest in the regulation agent to supervise the Investment companies.
목차
등록된 정보가 없습니다.
참고문헌 (16)
참고문헌 신청
이 논문의 저자 정보
최근 본 자료
댓글(0)
0