저자의 연구 키워드

저자의 연구 키워드

#2013 상법 개정안

#감독권과 업무집행권의 분리

#고객조사의무

#고난도 금융투자상품

#금융감독

#금융상품중개

#금융소비자보호

#금융소비자보호 모범규준

#금융소비자보호법

#금융투자업자의 의무

#금융플랫폼

#기업지배구조

#무액면주식

#미국 투자자문사

#복잡한 금융상품

#빅테크

#상법 제22조

#상법 제23조

#상품개입

#상품조사의무

#상호

#상호권

#상호등기의 효력

#신용평가

#신용평가회사의 책임

#원칙중심규제

#이사회 감독권

#자기주식취득

#자본금제도

#자본시장법

#적합성원칙

#주식소각

#준비금제도

#집행임원

#최저자본금제도

#투자자문사 공시의무

#투자자문사 등록의무

#투자자보호

#핀테크

#회사채권자보호

#acquisition of treasury stock

#ALI 기업지배구조 원칙

#ALI principles of corporate governance

#Article 22 of the Commercial Act

#Article 23 of the Commercial Act

#Banking Act

#Best Practices of Financial Consumer Protection

#Big-tech

#Complex Products

#corporate governance

#Credit Rating

#Disclosure

#Dodd-Frak법

#Dodd-Frank Act

#duty of disclosure

#effect of trade name registration

#EU MiFID II

#executive officers

#Financial Consumer

#financial consumer protection

#Financial Consumer Protection Act

#Financial Investment Business and Capital Markets Act

#financial product brokerage

#financial supervision

#FINRA Rule 2111

#Fin-Tech

#Form ADV

#ICT Company

#Identity Certification

#Internet-Only Bank

#Internet-only banks in the U.S.

#investment advisers registration

#investment protection

#investor protection

#know-your-customer rule

#Know-your-product rule

#legal capital system

#Liability of a Credit Rating Agency

#minimum capital requirement

#no-par stock

#obligations of a broker-dealer

#OCC

#OECD 기업지배구조 원칙

#OECD principles of corporate governance

#online financial platform

#Personal Information

#principle-based approach

#product intervention

#protection of corporate creditors

#reserves

#revision bill of the Commercial Act in 2013

#right to a trade name

#Separation of Industrial and Financial Capital

#separation of supervisory authority and management authority

#SPNB Charter

#stock retirement

#Suitability

#Suitability Requirements

#supervisory authority of the board of directors

#The Fourth Industrial Revolution

#the U.S. investment advisers

#trade name