저자의 연구 키워드

저자의 연구 키워드

#가격왜곡

#간접보유증권

#거래소 허가제

#거래인과관계

#게시판 방식

#경영판단의 원칙

#고객파악의무

#공시시점조정

#관련 중개기관 소재지 접근법

#교차시스템 방식

#국제보관기관

#국제예탁결제기관

#금융투자상품시장

#내부자거래

#다자간매매체결회사

#대체거래시스템(ATS)

#미공개중요정보

#법인설립

#보통법

#부실표시

#비법인사단

#비영리법인의 합병·분할

#사전거래계획

#사전거래계획의 철회

#설명의무

#손해인과관계

#수익자

#수탁자

#시장사기이론

#신인의무

#신탁

#영리비법인사단

#예탁결제

#외화증권

#위험고지의무

#이사의 대표권 제한

#이용기준

#인가주의

#인식기준

#자기책임

#자본시장법

#자유서식의 투자설명서

#적합성 원칙

#정보제공의무

#주문주도형 방식

#주의의무

#증권공모

#증권권리

#증권신고서

#청약의 권유

#최선집행의무

#충실의무

#투자권유

#투자설명서

#투자자 보호

#형평법

#효율적 시장가설

#Altering Timing of Disclosure

#Alternative Trading System(ATS)

#Approbation System

#Association without Juristic Personality

#Awareness Test

#Beneficiary

#best execution

#bulletin board system

#Business Judgment Rule

#Capital Market Act

#Capital Markets Act

#Common Law

#crossing system

#deposit and settlement

#Duty of Care

#Duty of Loyalty

#duty to explain

#duty to know your customer

#duty to provide relevant information

#duty to warn

#efficient capital market hypothesis

#Equity

#establishment of the exchanges by permission

#Fiduciary Duty

#Financial Investment Instruments Market

#foreign currency securities

#fraud-on-the-market theory

#free writing prospectus

#Global Custodian

#Incorporation of Juristic Person

#individual responsibility

#Insider Trading

#intermediated securities

#International Central Securities Depository

#investment recommendation

#investor protection

#loss causation

#Material Nonpublic Information

#Mergers and Divisions of Non-profit Juristic Persons

#misrepresentation

#Multilateral Trading Company

#order-drivensystem

#Pre-arranged Trading Plan

#price distortion

#PRIMA

#Profit-making Association without Juristic Personality

#prospectus

#registration statement

#Restrictions on the Representative Power of Directors

#securities entitlement

#securities offering

#solicitation of an offer to buy

#suitability obligations

#Termination of Trading Plan

#the Capital Markets Act

#transaction causation

#Trust

#Trustee

#Use Test